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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL4+ years Filed as: LPL HOLDINGS INC. Service code 49 · EIN 04-3046611 | Other Services | $30,000 |
PRINCIPAL LIFE INSURANCE COMPANY4+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $8,815 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,534 | $65,118-0.9% | $76,767-15.9% | $55,725+15.8% |
| Participation rate | 98.3% | 79.6%+18.6pp | 77.0%+21.3pp | 70.9%+27.4pp |
| Annual return | -6.13% | -1.27%-4.9pp | 2.43%-8.6pp | 244.93%-251.1pp |
| Employer contribution / active EE | $2,005 | $1,941+3.3% | $2,485-19.3% | $2,078-3.5% |
| Participant deferral / active EE | $4,300 | $3,688+16.6% | $3,852+11.7% | $3,356+28.2% |
| Admin fee / account holder | $12 | $116-89.5% | $6,675-99.8% | $115-89.4% |