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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC6 years Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 1200 HARBOR BLVD., FL 10 · WEEHAWKEN, NJ 070866728 | Advisory (Plan) | $84,849 |
Service code 15 · EIN 48-1205033 | Recordkeeping | $66,485 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $129,329 | $61,391+110.7% | $149,723-13.6% | $71,529+80.8% |
| Participation rate | 100.0% | 62.5%+37.5pp | 78.8%+21.2pp | 67.9%+32.1pp |
| Annual return | 17.67% | 35.88%-18.2pp | 134.50%-116.8pp | 28.97%-11.3pp |
| Employer contribution / active EE | $6,741 | $2,384+182.8% | $4,821+39.8% | $2,590+160.3% |
| Participant deferral / active EE | $8,738 | $2,921+199.2% | $5,682+53.8% | $4,291+103.6% |
| Admin fee / account holder | $423 | $1,264-66.6% | $13,215-96.8% | $1,588-73.4% |