Filed January 3, 2012 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY Service code 28 · EIN 26-4310632 | Investment Management | $27,908 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $9,225 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,971 | $63,156+2.9% | $122,332-46.9% | $62,292+4.3% |
| Participation rate | 61.3% | 60.0%+1.3pp | 71.6%-10.3pp | 69.5%-8.2pp |
| Annual return | 18.11% | 20.61%-2.5pp | 30.27%-12.2pp | 28.90%-10.8pp |
| Employer contribution / active EE | $1,264 | $1,385-8.7% | $4,050-68.8% | $2,042-38.1% |
| Participant deferral / active EE | $2,363 | $2,321+1.8% | $3,287-28.1% | $3,169-25.4% |
| Admin fee / account holder | $132 | $440-70.1% | $5,478-97.6% | $479-72.5% |