Filed April 12, 2007 (most recent of 4 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL - SMS SERVICE PROVIDE Service code 28 · EIN 95-2834236 | Investment Management | $19,056 |
NATIONWIDE1 year Service code 15 · EIN 31-4177100 | Recordkeeping | $15,449 |
LPL FINANCIAL1 year Service code 28 · EIN 95-2834236 | Investment Management | $13,023 |
FIDUCIARY WISE, LLC1 year Service code 31 · EIN 81-3799174 | Participant loan processing; Named fi... | $8,850 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $108,388 | $122,239-11.3% | $184,203-41.2% | $74,495+45.5% |
| Participation rate | 77.8% | 85.5%-7.7pp | 86.8%-9.0pp | 67.2%+10.6pp |
| Annual return | 15.17% | 19.95%-4.8pp | 28.81%-13.6pp | 1364.94%-1349.8pp |
| Employer contribution / active EE | $2,234 | $4,537-50.8% | $6,427-65.2% | $2,623-14.8% |
| Participant deferral / active EE | $4,727 | $7,139-33.8% | $9,131-48.2% | $4,346+8.8% |
| Admin fee / account holder | $401 | $1,260-68.2% | $13,901-97.1% | $1,942-79.4% |