Filed May 10, 2006 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.8+ years Service code 15 · EIN 23-1945930 | Recordkeeping | $530,234 |
THE VANGUARD GROUP, INC.1 year Filed as: VANGUARD ADVISORS INC. Service code 26 · EIN 23-2811930 | Advisory (Participants) | $518,541 |
Filed as: VOYA RETIREMENT ADVISORS Service code 26 · EIN 22-1862786 | Advisory (Participants) | $216,218 |
Filed as: VOYA INSTITUTIONAL PLAN SERVICES Service code 15 · EIN 04-3516284 | Recordkeeping | $153,406 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 3 Non-exempt transaction | BALL CORPORATION | PLAN SPONSOR IMPROPER PAYMENT OUT OF THE PLAN FOR A QNEC OVERPAYMENT | — | $31K |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $167,472 | $138,331+21.1% | $86,717+93.1% | $89,433+87.3% |
| Participation rate | 97.5% | 88.9%+8.6pp | 76.6%+20.9pp | 71.3%+26.2pp |
| Annual return | -21.29% | -11.72%-9.6pp | 35.97%-57.3pp | -11.88%-9.4pp |
| Employer contribution / active EE | $5,414 | $4,812+12.5% | $2,837+90.8% | $3,021+79.2% |
| Participant deferral / active EE | $10,256 | $8,027+27.8% | $4,657+120.2% | $5,125+100.1% |
| Admin fee / account holder | $94 | $64+47.3% | $7,494-98.7% | $79+18.9% |