Filings through .
Filed February 8, 2001
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
EMPOWER ADVISORY GROUP, LLC3 years Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $41,391 |
Filed as: HIGHLAND CONSULTING ASSOCIATES INC Service code 27 159 CROCKER PARK BLVD STE 350 · WESTLAKE, OH 44145 | Advisory (Plan) | $37,500 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $22,271 |
12 funds of $250K or more; 23 lines in all, holding $13.4M of the plan's $13.7M. From the 2024 filing. Recordkeeper: Empower.
| Fund | Dollars | % of funds% |
|---|---|---|
| Rfetx Manager not matched · Other | $2.2M | 16.5% |
| Rfgtx Manager not matched · Other | $1.5M | 11.2% |
| 1MOR423 Manager not matched · Other | $1.3M | 9.4% |
| Rfftx Manager not matched · Other | $1.1M | 8.5% |
| Bcoix Manager not matched · Other | $1.1M | 8.0% |
| Fxaix Manager not matched · Other | $1.0M | 7.8% |
| Rfhtx Manager not matched · Other | $855K | 6.4% |
| Fsggx Manager not matched · Other | $675K | 5.1% |
| Rfdtx Manager not matched · Other | $640K | 4.8% |
| Rrctx Manager not matched · Other | $624K | 4.7% |
Covers 61,314 large plans that list their funds in their annual filing. Updated Nov 2, 2026. Shares describe these plans, not the whole market.
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.