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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 84-0467907 | Recordkeeping | $41,111 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 26 · EIN 84-1532243 | Advisory (Participants) | $39,778 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO., INC Service code 33 · EIN 94-1737782 | Direct payment from the plan; Shareho... | $53 |
CHARLES SCHWAB & CO., INC.2 years Service code 59 | Shareholder Servicing | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $100,313 | $65,223+53.8% | $80,022+25.4% | $55,727+80.0% |
| Participation rate | 96.2% | 80.6%+15.6pp | 75.8%+20.4pp | 70.9%+25.3pp |
| Annual return | -4.61% | 7.59%-12.2pp | 11.22%-15.8pp | 244.94%-249.6pp |
| Employer contribution / active EE | $5,387 | $2,544+111.8% | $2,468+118.3% | $2,078+159.2% |
| Participant deferral / active EE | $5,955 | $3,881+53.5% | $3,686+61.6% | $3,356+77.5% |
| Admin fee / account holder | $164 | $114+43.2% | $6,521-97.5% | $115+42.0% |