Filed March 3, 2004
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
NATIONWIDE1 year Service code 15 ONE CLEVELAND PLAZA · COLUMBUS, OH 43215 | Recordkeeping | $14,201 |
MGO INVESTMENT ADVISORS1 year Service code 26 24400 CHAGRIN BLVD · BEACHWOOD, OH 44122 | Advisory (Participants) | $7,448 |
MOSKAL GROSS ORCHOSKY1 year Service code 15 24400 CHAGRIN BLVD. · BEACHWOOD, OH 44122 | Recordkeeping | $6,881 |
LPL FINANCIAL2+ years Filed as: LPL FINANCIAL RPCP Service code 27 3750 PARK EAST DR. · BEACHWOOD, OH 44122 | Advisory (Plan) | $1,480 |
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,036 | $67,459-45.1% | $74,183-50.1% | - |
| Participation rate | 71.7% | 75.7%-4.0pp | 76.6%-4.9pp | - |
| Annual return | 10.44% | 3.47%+7.0pp | 17.74%-7.3pp | - |
| Employer contribution / active EE | $1,114 | $1,829-39.1% | $2,370-53.0% | - |
| Participant deferral / active EE | $2,443 | $3,061-20.2% | $3,550-31.2% | - |
| Admin fee / account holder | $291 | $9,869-97.1% | $5,586-94.8% | - |