Filed February 10, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2+ years Filed as: CETERA ADVISORS LLC Service code 27 · EIN 84-0858799 | Advisory (Plan) | $20,717 |
Filed as: FIDELITY INVESTMENTS Service code 37 · EIN 04-2647786 | Loan Processing | $18,207 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $36,863 | $33,067+11.5% | $76,518-51.8% | $56,289-34.5% |
| Participation rate | 72.1% | 55.4%+16.7pp | 68.0%+4.1pp | 69.9%+2.3pp |
| Annual return | -4.75% | 2.72%-7.5pp | -0.27%-4.5pp | -9.96%+5.2pp |
| Employer contribution / active EE | $368 | $1,200-69.4% | $2,647-86.1% | $2,111-82.6% |
| Participant deferral / active EE | $2,984 | $2,240+33.2% | $3,836-22.2% | $3,350-10.9% |
| Admin fee / account holder | $281 | $537-47.7% | $4,849-94.2% | $521-46.1% |