Filed June 23, 2023 (most recent of 3 filings on file)
Total covered: 5 employees
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 4-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 64 · EIN 71-0294708 | Recordkeeping Fees | $78,114 |
Filed as: CAPFINANCIAL PARTNERS, LLC Service code 99 · EIN 26-0058143 | Other Fees | $45,000 |
OCTOBER THREE CONSULTING LLC2+ years Service code 99 233 S. WACKER DR. SUITE 8350 · CHICAGO, IL 60606 | Other Fees | $16,405 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $119,049 | $81,948+45.3% | $90,766+31.2% | $64,824+83.6% |
| Participation rate | 92.7% | 80.5%+12.2pp | 75.7%+17.0pp | 71.5%+21.2pp |
| Annual return | -16.51% | -12.53%-4.0pp | -12.16%-4.4pp | 32.84%-49.4pp |
| Employer contribution / active EE | $7,147 | $3,067+133.0% | $2,922+144.6% | $2,507+185.1% |
| Participant deferral / active EE | $9,020 | $4,844+86.2% | $4,565+97.6% | $4,311+109.2% |
| Admin fee / account holder | $232 | $157+47.8% | $8,446-97.3% | $188+23.6% |