Filed September 22, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.1+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $192,056 |
CLEARVIEW GROUP1+ years Service code 27 · EIN 27-2579538 | Advisory (Plan) | $56,370 |
FINDLEY1+ years Filed as: FINDLEY DAVIES Service code 15 · EIN 34-1213174 | Recordkeeping | $32,794 |
Service code 37 · EIN 04-2647786 | Loan Processing | $32,711 |
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $62,247 | $120,005-48.1% | $68,509-9.1% | $67,505-7.8% |
| Participation rate | 89.5% | 87.9%+1.5pp | 74.7%+14.8pp | 71.2%+18.3pp |
| Annual return | 1.50% | 2.25%-0.8pp | 8.27%-6.8pp | 6.52%-5.0pp |
| Employer contribution / active EE | $2,799 | $4,267-34.4% | $2,278+22.9% | $2,173+28.8% |
| Participant deferral / active EE | $3,270 | $6,452-49.3% | $3,382-3.3% | $3,597-9.1% |
| Admin fee / account holder | $51 | $71-28.8% | $5,275-99.0% | $56-9.6% |