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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Service code 55 · EIN 26-4310632 | Other Commissions | $14,660 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $50 |
Sponsor crossed the 100-balance-holder threshold in the most recent filing - large-plan audit requirement now applies.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,190 | $72,404-45.9% | $110,243-64.5% | $64,173-38.9% |
| Participation rate | 99.0% | 73.3%+25.6pp | 79.8%+19.1pp | 69.6%+29.4pp |
| Annual return | -7.64% | -6.29%-1.4pp | 314.76%-322.4pp | 7.63%-15.3pp |
| Employer contribution / active EE | $3,504 | $2,282+53.6% | $3,827-8.4% | $2,381+47.2% |
| Participant deferral / active EE | $3,678 | $3,469+6.0% | $4,672-21.3% | $3,470+6.0% |
| Admin fee / account holder | $0 | $5,664-100.0% | $8,548-100.0% | $4,887-100.0% |