Filed February 10, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
SECURITIES AMERICA INC1+ years Service code 53 · EIN 11-2551174 | Insurance Commissions | $12,128 |
Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $31,298 | $37,117-15.7% | $147,614-78.8% | $55,191-43.3% |
| Participation rate | 23.7% | 63.6%-39.9pp | 84.6%-60.9pp | 69.2%-45.4pp |
| Annual return | 2.76% | 3.44%-0.7pp | 61.98%-59.2pp | 10.78%-8.0pp |
| Employer contribution / active EE | $19 | $1,620-98.8% | $5,564-99.7% | $1,899-99.0% |
| Participant deferral / active EE | $904 | $1,985-54.5% | $4,895-81.5% | $3,046-70.3% |
| Admin fee / account holder | $0 | $86-100.0% | $11,611-100.0% | $91-100.0% |