Filed September 21, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $34,363 |
SIKICH LLP5 years Service code 10 · EIN 36-3168081 | Accounting | $15,750 |
Filed as: CHARLES SCHWAB & CO INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.8+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.4 years Filed as: CHARLES SCHWAB TRUST BANK Service code 25 · EIN 82-3967259 | Directed Trustee | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $106,051 | $44,626+137.6% | $86,188+23.0% | $80,160+32.3% |
| Participation rate | 23.3% | 63.5%-40.2pp | 69.0%-45.6pp | 72.9%-49.6pp |
| Annual return | -7.10% | 19.61%-26.7pp | 1168.45%-1175.5pp | 40.38%-47.5pp |
| Employer contribution / active EE | $519 | $1,099-52.8% | $2,380-78.2% | $2,978-82.6% |
| Participant deferral / active EE | $980 | $2,769-64.6% | $3,985-75.4% | $5,017-80.5% |
| Admin fee / account holder | $41 | $133-69.0% | $6,852-99.4% | $145-71.5% |