Filed September 21, 1992
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.3+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES INC Service code 15 · EIN 34-1479833 | Recordkeeping | $35,323 |
J A DORAN AND ASSOCIATES INC3+ years Service code 10 · EIN 34-1941805 | Accounting | $6,950 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB BANK Service code 25 · EIN 42-1558009 | Directed Trustee | $1 |
CHARLES SCHWAB & CO., INC.3+ years Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.3+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $91,954 | $33,780+172.2% | $74,550+23.3% | $75,289+22.1% |
| Participation rate | 26.5% | 62.7%-36.2pp | 69.1%-42.7pp | 72.4%-45.9pp |
| Annual return | 11.87% | -1.24%+13.1pp | 32.53%-20.7pp | -0.04%+11.9pp |
| Employer contribution / active EE | $544 | $845-35.7% | $1,961-72.3% | $2,405-77.4% |
| Participant deferral / active EE | $943 | $1,890-50.1% | $3,108-69.7% | $3,739-74.8% |
| Admin fee / account holder | $37 | $86-57.7% | $5,060-99.3% | $102-64.3% |