Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC4 years Filed as: UBS FINANCIAL SERVICES, INC Service code 27 · EIN 13-2638166 | Advisory (Plan) | $81,598 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $73,862 |
WILLIAM VAUGHAN COMPANY1 year Filed as: WILLIAM VAUGHAN COMPANY. Service code 10 · EIN 34-1145015 | Accounting | $22,800 |
Filed as: CLEVELAND Service code 27 · EIN 34-1082617 | Advisory (Plan) | $18,656 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $70,216 | $99,201-29.2% | $96,544-27.3% | $74,473-5.7% |
| Participation rate | 89.4% | 80.7%+8.8pp | 76.0%+13.5pp | 70.7%+18.7pp |
| Annual return | -0.98% | 22.40%-23.4pp | 25.88%-26.9pp | 34.36%-35.3pp |
| Employer contribution / active EE | $670 | $2,570-73.9% | $2,966-77.4% | $2,638-74.6% |
| Participant deferral / active EE | $2,685 | $4,938-45.6% | $4,851-44.7% | $4,530-40.7% |
| Admin fee / account holder | $190 | $225-15.4% | $8,254-97.7% | $347-45.2% |