Filed April 6, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC2+ years Filed as: CETERA ADVISORS LLC Service code 55 · EIN 41-1416330 | Other Commissions | $24,709 |
Service code 37 · EIN 04-2647786 | Loan Processing | $8,963 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $9,977 | $36,916-73.0% | $156,551-93.6% | $57,658-82.7% |
| Participation rate | 61.8% | 63.4%-1.6pp | 84.0%-22.2pp | 70.2%-8.4pp |
| Annual return | -31.49% | 12.38%-43.9pp | 32.23%-63.7pp | 5.13%-36.6pp |
| Employer contribution / active EE | $90 | $1,571-94.3% | $5,501-98.4% | $1,974-95.5% |
| Participant deferral / active EE | $872 | $1,926-54.7% | $4,871-82.1% | $3,061-71.5% |
| Admin fee / account holder | $12 | $82-85.5% | $13,028-99.9% | $95-87.3% |