Filed November 14, 1997
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC5+ years Filed as: CETERA Service code 70 ATTN ANNUITY COMMISSIONS · ST. CLOUD, MN 56301 | Consulting Fees | $14,662 |
NATIONWIDE5+ years Service code 22 · EIN 31-4156830 ONE NATIONWIDE PLAZA · COLUMBUS, OH 43215 | Insurance Broker | $12,822 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,051 | $50,666-34.8% | $76,817-57.0% | $65,185-49.3% |
| Participation rate | 63.7% | 68.8%-5.1pp | 72.1%-8.4pp | 70.2%-6.5pp |
| Annual return | 24.18% | 28.51%-4.3pp | 1166.11%-1141.9pp | 29.38%-5.2pp |
| Employer contribution / active EE | $487 | $1,575-69.1% | $2,302-78.9% | $2,177-77.6% |
| Participant deferral / active EE | $1,337 | $2,647-49.5% | $3,336-59.9% | $3,514-61.9% |
| Admin fee / account holder | $300 | $463-35.2% | $6,420-95.3% | $847-64.6% |