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| Provider | Service type | Compensation |
|---|---|---|
PURSHE KAPLAN STERLING INV2 years Service code 55 · EIN 13-3749682 | Other Commissions | $61,529 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,476 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $143,876 | $63,314+127.2% | $91,004+58.1% | $62,293+131.0% |
| Participation rate | 98.8% | 73.3%+25.5pp | 75.6%+23.2pp | 69.5%+29.3pp |
| Annual return | 12.70% | 21.00%-8.3pp | 4.60%+8.1pp | 28.90%-16.2pp |
| Employer contribution / active EE | $4,168 | $1,807+130.6% | $2,456+69.7% | $2,042+104.1% |
| Participant deferral / active EE | $5,930 | $2,944+101.5% | $3,548+67.2% | $3,169+87.1% |
| Admin fee / account holder | $15 | $468-96.8% | $5,417-99.7% | $479-96.9% |