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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY2 years Filed as: MORGAN STANLEY DW INC Service code 49 · EIN 94-1671384 | Other Services | $11,107 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $3,822 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $29,490 | $407,990-92.8% | $121,220-75.7% | $75,289-60.8% |
| Participation rate | 18.6% | 59.5%-40.9pp | 71.8%-53.1pp | 72.4%-53.8pp |
| Annual return | -8.37% | 2.93%-11.3pp | 16.94%-25.3pp | -0.04%-8.3pp |
| Employer contribution / active EE | $333 | $1,846-82.0% | $4,023-91.7% | $2,405-86.2% |
| Participant deferral / active EE | $490 | $2,201-77.8% | $3,345-85.4% | $3,739-86.9% |
| Admin fee / account holder | $17 | $455-96.3% | $5,021-99.7% | $102-83.7% |