Retirement plan

RUDOLPH E. ROMAN, DMD, INC. 401(K) PROFIT SHARING PLAN

Name: RUDOLPH E. ROMAN, DMD, INC. - RUDOLPH E. ROMAN, DMD, INC. 401(K) PROFIT SHARING PLAN (2018) Form 5500
Creator: RUDOLPH E. ROMAN, DMD, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, RUDOLPH E. ROMAN, DMD, INC. 401(K) PROFIT SHARING PLAN, RUDOLPH E. ROMAN, DMD, INC.

RUDOLPH E. ROMAN, DMD, INC.EIN 33-0932273Plan #001PY 2018

13343 ARROYA VISTA RD. - POWAY, CA 92064619-449-3020LinkedIn1-10 employeesmedical practice

Other plans on this EIN

1 filing

#002Retirement-$256K assets

Prospect flagsLow fidelity bond

How to read this page

Total assets (EOY)

$1.2M

-0.0% from 2017

Total participants

+22.2% from 2017

Average account balance

$135,862

-0.0% from 2017

Annual return

-5.59%

-5.59 pp from 2017

Benchmarks

See 105,561 peers

Peer group

Industry62 - Health Care and Social Assistance

Plan typeDefined contribution

Participants<25

Cohort105,561 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.88M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$625K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

300.0%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$55K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$55K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+10.06%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$121193

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2J2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$135,862

$180,462-24.7%

$154,111-11.8%

$135,379+0.4%

Participation rate

80.0%

87.4%-7.4pp

83.0%-3.0pp

82.6%-2.6pp

Annual return

-5.59%

888.17%-893.8pp

735.18%-740.8pp

519.79%-525.4pp

Employer contribution / active EE

$2,836

$6,036-53.0%

$5,298-46.5%

$4,779-40.7%

Participant deferral / active EE

$3,973

$5,806-31.6%

$5,081-21.8%

$5,609-29.2%

Admin fee / account holder

$16,145-100.0%

$13,411-100.0%

$10,828-100.0%

RUDOLPH E. ROMAN, DMD, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

RUDOLPH E. ROMAN, DMD, INC. 401(K) PROFIT SHARING PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion