Filed February 20, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ASCENSUS LLC3+ years Filed as: ASCENSUS Service code 15 · EIN 11-3665754 | Recordkeeping | $18,339 |
CAMBRIDGE INVESTMENT RESEARCH3+ years Filed as: CAMBRIDGE INVESTMENT RESEARCH. Service code 27 1776 PLEASANT PLAIN RD · FAIRFIELD, IA 52556 | Advisory (Plan) | $15,433 |
Filed as: UNITED PLANNERS FINANCIAL Service code 27 · EIN 86-0588303 | Advisory (Plan) | $5,702 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $64,211 | $85,766-25.1% | $136,298-52.9% | $70,126-8.4% |
| Participation rate | 89.5% | 74.2%+15.3pp | 81.9%+7.6pp | 69.5%+19.9pp |
| Annual return | 17.52% | 31.46%-13.9pp | 5156.27%-5138.7pp | 73.15%-55.6pp |
| Employer contribution / active EE | $1,172 | $2,966-60.5% | $4,696-75.0% | $2,343-50.0% |
| Participant deferral / active EE | $3,977 | $5,051-21.3% | $6,247-36.3% | $3,332+19.4% |
| Admin fee / account holder | $308 | $5,421-94.3% | $9,244-96.7% | $4,645-93.4% |