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| Provider | Service type | Compensation |
|---|---|---|
Service code 64 8515 EAST ORCHARD RD. · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $29,818 |
Service code 27 6128 INNOVATION WAY · CARLSBAD, CA 92009 | Advisory (Plan) | $28,284 |
MARCUM LLP4 years Service code 10 ONE SE THIRD AVENUE · MIAMI, FL 33131 | Accounting | $16,000 |
Filed as: ADVISED ASSETS GROUP, LLC Service code 28 8515 EAST ORCHARD RD. · GREENWOOD VILLAGE, CO 80111 | Investment Management | $15,658 |
ASCENSUS LLC1 year Filed as: ASCENSUS HOLDINGS INC DBA FUTUREPLA Service code 13 200 DRYDEN RD · DRESHER, PA 19025 | Contract Administrator | $3,195 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,247 | $69,383+15.7% | $101,275-20.8% | $73,497+9.2% |
| Participation rate | 69.2% | 68.4%+0.9pp | 75.8%-6.6pp | 70.7%-1.5pp |
| Annual return | 11.58% | 18.46%-6.9pp | 46.48%-34.9pp | 28.51%-16.9pp |
| Employer contribution / active EE | $6,089 | $2,628+131.7% | $3,660+66.4% | $2,270+168.2% |
| Participant deferral / active EE | $2,724 | $3,301-17.5% | $4,371-37.7% | $3,740-27.2% |
| Admin fee / account holder | $572 | $704-18.7% | $5,948-90.4% | $513+11.5% |