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| Provider | Service type | Compensation |
|---|---|---|
Service code 13 · EIN 42-0127290 | Contract Administrator | $34,066 |
Filed as: PRINCIPAL SECURITIES INC Service code 49 · EIN 42-0941553 | Other Services | $1,837 |
Service code 27 · EIN 95-2755361 | Advisory (Plan) | $0 |
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $15,967 | $50,637-68.5% | $86,582-81.6% | $62,293-74.4% |
| Participation rate | 90.3% | 67.9%+22.5pp | 73.5%+16.8pp | 69.5%+20.8pp |
| Annual return | 15.37% | 20.80%-5.4pp | 965.08%-949.7pp | 28.90%-13.5pp |
| Employer contribution / active EE | $848 | $2,075-59.1% | $2,839-70.1% | $2,042-58.5% |
| Participant deferral / active EE | $1,595 | $2,611-38.9% | $3,609-55.8% | $3,169-49.7% |
| Admin fee / account holder | $199 | $413-51.8% | $4,904-95.9% | $479-58.4% |