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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INS CO OF AMERICA Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $54,626 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $23,504 |
Service code 27 24 E COTA ST STE 200 · SANTA BARBARA, CA 93101 | Advisory (Plan) | $3,407 |
EMPOWER ADVISORY GROUP, LLC4 years Service code 28 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Investment Management | $3,334 |
MORGAN STANLEY SMITH BARNEY5 years Filed as: MORGAN STANLEY INSURANCE SERVICES I Service code 55 1 NEW YORK PLZ 12TH FL · NEW YORK, NY 10004 | Other Commissions | $225 |
8 funds of $250K or more; 17 lines in all, holding $6.3M of the plan's $8.0M. From the 2025 filing. Recordkeeper: Empower.
Target-date series: Putnam Retirement Advantage, collective trust, 82% of fund dollars
| Fund | Dollars | % of funds% |
|---|---|---|
| Putnam Retirement Advantage Franklin Templeton · Collective trust Target-date, 7 vintages | $5.1M | 81.6% |
| Fidelity 500 Index Fund Fidelity (FMR) · Mutual fund Index | $265K | 4.2% |
| American Funds Growth Fund of Amer R6 Capital Group · Mutual fund | $131K | 2.1% |
| Fidelity Global ex U.S. Index Fund Fidelity (FMR) · Mutual fund Index | $110K | 1.7% |
| Fidelity U.S. Bond Index Fund Fidelity (FMR) · Mutual fund Index | $109K | 1.7% |
| Putnam Large CAP Value Fund Class R6 Franklin Templeton · Mutual fund | $88K | 1.4% |
| Fidelity Mid Cap Index Fund Fidelity (FMR) · Mutual fund Index | $85K | 1.4% |
| Franklin Small CAP Growth Fund Class R6 Franklin Templeton · Mutual fund | $85K | 1.4% |
| PIMCO Income Fund Institutional PIMCO (Allianz) · Mutual fund | $71K | 1.1% |
| Empower T. Rowe Price Mid Cap Growth Fund Institutional Class T. Rowe Price · Mutual fund | $49K | 0.8% |
Dropped 1 fund.
| Fund | Year-end value |
|---|---|
| DroppedPutnam Retirement Advantage Trst Mat X | $484K |
Stable value and insurance contract lines, renames and class changes are not counted.
Changes of at least $250K and 0.1% of the plan between the 2024 and 2025 filings. Values are year-end holdings, not money moved.
Covers 71,097 large plans that list their funds in their annual filing. Updated Nov 3, 2026. Shares describe these plans, not the whole market.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor signed off without reservation. This is the cleanest opinion.