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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 49 · EIN 95-2834236 | Other Services | $10,415 |
Service code 13 · EIN 42-0127290 | Contract Administrator | $8,230 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $65,014 | $80,753-19.5% | $136,297-52.3% | $62,293+4.4% |
| Participation rate | 88.1% | 73.5%+14.5pp | 81.9%+6.1pp | 69.5%+18.5pp |
| Annual return | 20.59% | 35.83%-15.2pp | 5156.19%-5135.6pp | 28.90%-8.3pp |
| Employer contribution / active EE | $0 | $2,884-100.0% | $4,696-100.0% | $2,042-100.0% |
| Participant deferral / active EE | $8,768 | $5,164+69.8% | $6,247+40.3% | $3,169+176.7% |
| Admin fee / account holder | $58 | $525-88.9% | $9,244-99.4% | $479-87.8% |