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| Provider | Service type | Compensation |
|---|---|---|
Filed as: LAVINE,LOFGREN,MORRIS&EN Service code 10 · EIN 33-0690020 | Accounting | $8,800 |
AON CONSULTING1 year Filed as: AON HEWITT INVESTMENT Service code 27 · EIN 22-2232264 | Advisory (Plan) | $8,400 |
Service code 37 · EIN 04-2647786 | Loan Processing | $3,725 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $39,201 | $50,106-21.8% | $69,779-43.8% | $57,658-32.0% |
| Participation rate | 93.0% | 70.9%+22.2pp | 71.8%+21.2pp | 70.2%+22.8pp |
| Annual return | 5.62% | 14.58%-9.0pp | 12.99%-7.4pp | 5.13%+0.5pp |
| Employer contribution / active EE | $1,340 | $1,739-23.0% | $2,338-42.7% | $1,974-32.1% |
| Participant deferral / active EE | $3,835 | $2,486+54.3% | $2,931+30.9% | $3,061+25.3% |
| Admin fee / account holder | $64 | $89-28.5% | $4,381-98.5% | $95-32.5% |