Filed December 7, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA INVESTMENT SERVICES Service code 55 · EIN 04-3523567 | Other Commissions | $15,031 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $87,898 | $38,969+125.6% | $109,313-19.6% | $55,167+59.3% |
| Participation rate | 45.0% | 58.2%-13.2pp | 71.3%-26.3pp | 69.0%-24.0pp |
| Annual return | 6.85% | 8.26%-1.4pp | 22.07%-15.2pp | 169.23%-162.4pp |
| Employer contribution / active EE | $1,315 | $1,227+7.2% | $3,892-66.2% | $1,963-33.0% |
| Participant deferral / active EE | $2,595 | $2,176+19.3% | $3,166-18.1% | $3,054-15.0% |
| Admin fee / account holder | $60 | $501-88.1% | $5,666-98.9% | $504-88.1% |