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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $1,570 |
ADP BROKER-DEALER3+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
LPL FINANCIAL2 years Service code 49 3777 LONG BEACH BLVD · LONG BEACH, CA 90807 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $25,550 | $36,767-30.5% | $81,473-68.6% | $62,293-59.0% |
| Participation rate | 35.6% | 54.4%-18.8pp | 68.0%-32.3pp | 69.5%-33.9pp |
| Annual return | 15.57% | 173.80%-158.2pp | 38.78%-23.2pp | 28.90%-13.3pp |
| Employer contribution / active EE | $742 | $1,128-34.2% | $2,568-71.1% | $2,042-63.7% |
| Participant deferral / active EE | $1,186 | $2,111-43.8% | $3,537-66.5% | $3,169-62.6% |
| Admin fee / account holder | $23 | $797-97.1% | $4,561-99.5% | $479-95.3% |