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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MASSACHUSETTS MUTUAL LIFE INS CO. Service code 52 · EIN 04-1590850 | Indirect Investment Fees | $158,917 |
NFP RETIREMENT INC4 years Filed as: NFP RETIREMENT, INC. Service code 27 · EIN 33-0905143 | Advisory (Plan) | $113,274 |
FIRST FOUNDATION ADVISORS7+ years Service code 71 · EIN 33-0221828 | Brokerage Fees | $13,856 |
Filed as: GREAT WEST LIFE & ANNUITY INS CO Service code 49 · EIN 84-0467911 | Other Services | $5,820 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB & CO, INC Service code 59 · EIN 94-1737782 | Shareholder Servicing | $638 |
AMERICAN FUNDS3 years Filed as: CAPITAL INSTITUTIONAL SERVICES Service code 71 | Brokerage Fees | $15 |
ALGER5 years Service code 52 · EIN 13-2665689 | Indirect Investment Fees | $0 |
AMERICAN CENTURY5 years Service code 52 · EIN 43-1646043 | Indirect Investment Fees | $0 |
AMERICAN FUNDS5 years Service code 52 · EIN 95-1411037 | Indirect Investment Fees | $0 |
Filed as: CHARLES SCHWAB & CO INC Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $135,278 | $56,485+139.5% | $185,823-27.2% | $86,799+55.9% |
| Participation rate | 96.8% | 65.5%+31.3pp | 81.7%+15.1pp | 72.3%+24.5pp |
| Annual return | 12.63% | 118.04%-105.4pp | 122.05%-109.4pp | 97.91%-85.3pp |
| Employer contribution / active EE | $2,940 | $1,843+59.6% | $5,167-43.1% | $2,405+22.2% |
| Participant deferral / active EE | $3,549 | $2,553+39.0% | $5,568-36.3% | $4,131-14.1% |
| Admin fee / account holder | $229 | $150+53.0% | $16,237-98.6% | $170+35.0% |