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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 35-0145825 | Recordkeeping | $316,849 |
TD AMERITRADE, INC.1+ years Filed as: TD AMERITRADE Service code 50 · EIN 47-0533629 | Direct Payment | $10,172 |
HOLTHOUSE CARLIN & VAN TRIGT LLP1+ years Filed as: HOLTHOUSE, CARLIN & VAN TRIGT, LLP Service code 10 · EIN 95-4345526 | Accounting | $0 |
Filed as: KRAVITZ, INC. Service code 17 · EIN 95-3207191 | Pension Consulting | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $371,295 | $37,117+900.3% | $147,618+151.5% | $55,191+572.7% |
| Participation rate | 89.3% | 63.6%+25.7pp | 84.6%+4.7pp | 69.2%+20.2pp |
| Annual return | -1.03% | 3.44%-4.5pp | 61.98%-63.0pp | 10.78%-11.8pp |
| Employer contribution / active EE | $21,611 | $1,620+1233.6% | $5,564+288.4% | $1,899+1038.2% |
| Participant deferral / active EE | $12,606 | $1,985+534.9% | $4,895+157.5% | $3,046+313.8% |
| Admin fee / account holder | $39 | $86-54.4% | $11,612-99.7% | $91-57.0% |