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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIRST REPUBLIC SECURITIES COMPANY Service code 55 111 PINE ST · SAN FRANCISCO, CA 94111 | Other Commissions | $33,765 |
Filed as: J P MORGAN SECURITIES LLC Service code 55 4 CHASE METROTECH CTR FL 3RD · BROOKLYN, NY 11245 | Other Commissions | $19,535 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $16,007 |
LPL FINANCIAL1 year Filed as: LPL FINANCIAL LLC Service code 55 · EIN 04-3046611 | Other Commissions | $6,513 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $33,818 | $58,644-42.3% | $178,540-81.1% | $199,960-83.1% |
| Participation rate | 16.7% | 65.5%-48.8pp | 77.1%-60.4pp | 72.0%-55.3pp |
| Annual return | 12.41% | 19.25%-6.8pp | 27.15%-14.7pp | 34.28%-21.9pp |
| Employer contribution / active EE | $420 | $1,801-76.7% | $3,953-89.4% | $3,036-86.2% |
| Participant deferral / active EE | $907 | $4,248-78.7% | $6,281-85.6% | $5,087-82.2% |
| Admin fee / account holder | $16 | $145-89.1% | $10,424-99.8% | $269-94.1% |