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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER1 year Service code 59 · EIN 22-3319984 | Shareholder Servicing | $0 |
Filed as: ROYAL ALLIANCE SECURITIES Service code 49 22954 EL TORO RD · LAKE FOREST, CA 92630 | Other Services | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $37,219 | $65,378-43.1% | $87,103-57.3% | $65,186-42.9% |
| Participation rate | 11.5% | 75.3%-63.9pp | 76.9%-65.4pp | 70.2%-58.7pp |
| Annual return | 21.04% | 31.28%-10.2pp | 28.19%-7.1pp | 29.39%-8.3pp |
| Employer contribution / active EE | $0 | $1,823-100.0% | $2,521-100.0% | $2,177-100.0% |
| Participant deferral / active EE | $329 | $3,389-90.3% | $4,049-91.9% | $3,514-90.6% |
| Admin fee / account holder | $1 | $520-99.9% | $7,491-100.0% | $847-99.9% |