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| Provider | Service type | Compensation |
|---|---|---|
Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 15 · EIN 20-8764829 1 NEW YORK PLAZA · NEW YORK, NY 10004 | Recordkeeping | $12,585 |
Annual investment return is in the bottom quintile of the peer cohort.
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan appears closed to new enrollment or frozen - balance-holders far exceed active participants, or the plan reports active distributions with no inflows. Exclude from peer benchmarks.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $12,494 | $49,791-74.9% | $78,210-84.0% | $70,126-82.2% |
| Participation rate | 80.5% | 62.3%+18.2pp | 68.7%+11.8pp | 69.5%+10.9pp |
| Annual return | 9.04% | 20.75%-11.7pp | 40.90%-31.9pp | 73.15%-64.1pp |
| Employer contribution / active EE | $0 | $1,430-100.0% | $2,034-100.0% | $2,343-100.0% |
| Participant deferral / active EE | $0 | $2,150-100.0% | $2,823-100.0% | $3,332-100.0% |
| Admin fee / account holder | $121 | $3,181-96.2% | $3,758-96.8% | $4,645-97.4% |