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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 27 · EIN 13-2638166 | Advisory (Plan) | $12,500 |
ASCENSUS LLC3 years Filed as: FUTUREPLAN BY ASCENSUS Service code 13 · EIN 82-3719843 | Contract Administrator | $2,870 |
AMERICAN FUNDS4 years Filed as: CAPITAL GROUP RETIREMENT PLAN SERV Service code 64 · EIN 95-2769620 | Recordkeeping Fees | $931 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $57,677 | $84,493-31.7% | $125,381-54.0% | $66,938-13.8% |
| Participation rate | 99.4% | 76.4%+23.0pp | 82.4%+17.0pp | 69.8%+29.6pp |
| Annual return | -18.04% | -8.49%-9.6pp | 572.31%-590.3pp | 1.58%-19.6pp |
| Employer contribution / active EE | $6,383 | $3,554+79.6% | $4,815+32.6% | $2,545+150.8% |
| Participant deferral / active EE | $6,359 | $6,783-6.3% | $7,448-14.6% | $4,238+50.0% |
| Admin fee / account holder | $14 | $685-97.9% | $10,007-99.9% | $594-97.6% |