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| Provider | Service type | Compensation |
|---|---|---|
RBC WEALTH MANAGEMENT1+ years Filed as: RBC WEALTH MGMT A DIV OF RBC CAP M Service code 55 · EIN 41-1416330 | Other Commissions | $34,720 |
NATIONAL FINANCIAL SERVICES1+ years Filed as: NATIONAL FINANCIAL SERVICES LLC Service code 61 · EIN 04-3523567 | Finders' fees / placement fees | $7,509 |
Service code 37 · EIN 04-2647786 | Loan Processing | $1,125 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $74,683 | $54,320+37.5% | $67,652+10.4% | $52,331+42.7% |
| Participation rate | 70.6% | 73.6%-3.0pp | 75.7%-5.1pp | 68.1%+2.5pp |
| Annual return | 1.34% | 6.81%-5.5pp | 6625.40%-6624.1pp | 4.54%-3.2pp |
| Employer contribution / active EE | $1,276 | $1,544-17.3% | $2,266-43.7% | $1,882-32.2% |
| Participant deferral / active EE | $6,580 | $2,950+123.0% | $3,560+84.8% | $3,022+117.7% |
| Admin fee / account holder | $6 | $527-99.0% | $4,821-99.9% | $592-99.1% |