Filed October 25, 2016
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.2 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $143,446 |
STIFEL NICOLAUS & CO INC2 years Filed as: STIFEL PEARLSTREET INVESTMENT MGT. Service code 28 · EIN 43-0538770 | Investment Management | $75,000 |
GJC CPA'S & ADVISORS1 year Service code 10 · EIN 38-2029668 | Accounting | $19,000 |
Filed as: FIDELITY INV. INST. OPER. CO. Service code 37 · EIN 04-2647786 | Loan Processing | $14,234 |
BDO USA, LLP5 years Service code 10 · EIN 13-5381590 | Accounting | $6,830 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $80,803 | $118,464-31.8% | $96,544-16.3% | $103,482-21.9% |
| Participation rate | 60.6% | 89.0%-28.4pp | 76.0%-15.4pp | 73.3%-12.7pp |
| Annual return | 18.72% | 18.79%-0.1pp | 25.84%-7.1pp | 33.11%-14.4pp |
| Employer contribution / active EE | $1,795 | $4,210-57.4% | $2,965-39.5% | $3,208-44.0% |
| Participant deferral / active EE | $3,336 | $7,277-54.2% | $4,851-31.2% | $5,207-35.9% |
| Admin fee / account holder | $52 | $81-35.4% | $8,252-99.4% | $114-54.2% |