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| Provider | Service type | Compensation |
|---|---|---|
Filed as: KESTRA FINANCIAL INC. Service code 27 · EIN 47-1566880 | Advisory (Plan) | $12,541 |
WELLS FARGO BANK, N.A.3+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $7,103 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,110 | $64,909-41.3% | $82,312-53.7% | $62,293-38.8% |
| Participation rate | 42.0% | 74.9%-32.8pp | 76.9%-34.8pp | 69.5%-27.5pp |
| Annual return | 20.05% | 21.18%-1.1pp | 25.88%-5.8pp | 28.90%-8.8pp |
| Employer contribution / active EE | $658 | $1,676-60.7% | $2,428-72.9% | $2,042-67.8% |
| Participant deferral / active EE | $1,186 | $3,103-61.8% | $3,706-68.0% | $3,169-62.6% |
| Admin fee / account holder | $247 | $440-43.9% | $5,608-95.6% | $479-48.5% |