Filed October 4, 2019
Sign up free to preview peer percentile detail
Free accounts unlock saves, downloads, and 3-year history.
Sign up free to preview 10-year trajectory
Free accounts unlock saves, downloads, and 3-year history.
| Provider | Service type | Compensation |
|---|---|---|
Service code 37 · EIN 04-2647786 | Loan Processing | $241,890 |
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 27 · EIN 04-3046611 | Advisory (Plan) | $36,375 |
STRATEGIC ADVISORS, INC.1 year Service code 27 · EIN 04-2654524 | Advisory (Plan) | $6,512 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $46,383 | $40,984+13.2% | $90,970-49.0% | $93,223-50.2% |
| Participation rate | 26.0% | 59.7%-33.7pp | 69.0%-43.0pp | 74.9%-48.9pp |
| Annual return | 14.78% | 17.56%-2.8pp | 134.60%-119.8pp | 19.29%-4.5pp |
| Employer contribution / active EE | $212 | $840-74.8% | $2,122-90.0% | $2,680-92.1% |
| Participant deferral / active EE | $1,190 | $1,856-35.9% | $3,373-64.7% | $4,563-73.9% |
| Admin fee / account holder | $144 | $75+91.5% | $5,961-97.6% | $79+81.6% |