Filed November 2, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CETERA ADVISOR NETWORKS LLC1+ years Filed as: CETERA ADVISORS NETWORK, LLC Service code 27 · EIN 95-0384382 | Advisory (Plan) | $33,963 |
WELLS FARGO BANK, N.A.1+ years Service code 15 · EIN 94-1347393 | Recordkeeping | $13,364 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $95,254 | $43,423+119.4% | $78,689+21.1% | $55,167+72.7% |
| Participation rate | 91.1% | 68.0%+23.1pp | 73.6%+17.5pp | 69.0%+22.1pp |
| Annual return | -0.76% | 11.53%-12.3pp | 62.18%-62.9pp | 169.23%-170.0pp |
| Employer contribution / active EE | $4,464 | $1,997+123.6% | $2,851+56.6% | $1,963+127.5% |
| Participant deferral / active EE | $6,232 | $2,509+148.4% | $3,517+77.2% | $3,054+104.1% |
| Admin fee / account holder | $416 | $416+0.1% | $4,510-90.8% | $504-17.4% |