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| Provider | Service type | Compensation |
|---|---|---|
Filed as: UBS FINANCIAL SERVICES, INC. Service code 15 · EIN 13-2638166 | Recordkeeping | $42,904 |
ADP BROKER-DEALER2+ years Filed as: ADP, LLC Service code 15 · EIN 13-3036745 | Recordkeeping | $22,343 |
Filed as: BARNES DENNIG & CO.,LTD Service code 15 · EIN 31-1119890 | Recordkeeping | $17,500 |
ADP BROKER-DEALER2+ years Service code 49 · EIN 22-3319984 | Other Services | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $32,188 | $63,905-49.6% | $74,184-56.6% | $57,658-44.2% |
| Participation rate | 96.2% | 79.8%+16.5pp | 76.6%+19.6pp | 70.2%+26.0pp |
| Annual return | 7.41% | 60.60%-53.2pp | 17.74%-10.3pp | 5.13%+2.3pp |
| Employer contribution / active EE | $1,554 | $1,840-15.6% | $2,370-34.4% | $1,974-21.3% |
| Participant deferral / active EE | $2,393 | $3,448-30.6% | $3,550-32.6% | $3,061-21.8% |
| Admin fee / account holder | $122 | $91+34.0% | $5,586-97.8% | $95+29.1% |