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| Provider | Service type | Compensation |
|---|---|---|
UBS FINANCIAL SERVICES INC1+ years Filed as: UBS FINANCIAL SERVICES INC PAYMENT Service code 16 · EIN 13-2638166 | Consulting | $42,608 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $73 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $90,809 | $54,320+67.2% | $67,653+34.2% | $52,331+73.5% |
| Participation rate | 100.0% | 73.6%+26.4pp | 75.7%+24.3pp | 68.1%+31.9pp |
| Annual return | 0.15% | 6.81%-6.7pp | 6625.22%-6625.1pp | 4.54%-4.4pp |
| Employer contribution / active EE | $3,837 | $1,544+148.5% | $2,266+69.3% | $1,882+103.9% |
| Participant deferral / active EE | $3,910 | $2,950+32.5% | $3,560+9.8% | $3,022+29.4% |
| Admin fee / account holder | $265 | $527-49.7% | $4,821-94.5% | $592-55.2% |