Retirement plan

ROGER D. FIELDS & ASSOCIATES 401(K) PLAN

Name: ROGER D. FIELDS & ASSOCIATES - ROGER D. FIELDS & ASSOCIATES 401(K) PLAN (2020) Form 5500
Creator: ROGER D. FIELDS & ASSOCIATES
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, ROGER D. FIELDS & ASSOCIATES 401(K) PLAN, ROGER D. FIELDS & ASSOCIATES

ROGER D. FIELDS & ASSOCIATESEIN 31-1055742Plan #002PY 2020

4588 KENNY ROAD - COLUMBUS, OH 43220614-451-2248rdfa.comLinkedIn11-50 employeesdesign

Prospect flagsLow fidelity bond

How to read this page

Total assets (EOY)

$1M

+41.7% from 2019

Total participants

-3.6% from 2019

Average account balance

$40,823

+24.7% from 2019

Annual return

18.00%

-4.00 pp from 2019

Benchmarks

See 120,779 peers

Peer group

Industry54 - Professional, Scientific, and Technical Services

Plan typeDefined contribution

Participants<25

Cohort120,779 peers

Snapshot2020

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$1.73M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$75K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

121.1%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$346K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$18K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+12.22%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$12245

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Providers data not reported

Schedule C was not filed on this plan's most recent Form 5500, so no compensated service providers are available to display.

Plan features & details

Pension benefit codes2E2H2J3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2H
Partial participant-directed account plan
Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

ComplianceLow fidelity bond
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).

Audit opinion

Schedule H Part III

No opinion code on file for this filing.

Auditor firm: (not reported)
Auditor EIN: -
Audit fees: (not subdivided)
Opinion code: -

Metric

This plan

Peer set

Industry

Size

Avg account balance

$40,823

$165,361-75.3%

$149,715-72.7%

$158,950-74.3%

Participation rate

90.5%

84.6%+5.9pp

82.5%+8.0pp

82.0%+8.5pp

Annual return

18.00%

348.24%-330.2pp

276.66%-258.7pp

302.91%-284.9pp

Employer contribution / active EE

$2,588

$5,103-49.3%

$4,645-44.3%

$4,762-45.6%

Participant deferral / active EE

$5,549

$7,182-22.7%

$6,842-18.9%

$5,983-7.2%

Admin fee / account holder

$10,808-100.0%

$9,310-100.0%

$11,248-100.0%

ROGER D. FIELDS & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

ROGER D. FIELDS & ASSOCIATES 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Audit opinion

Benchmarks

Service providers

Opportunity flags

Audit opinion