Filed June 18, 2014
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.1+ years Filed as: SCHWAB RETIREMENT PLAN SERVICES Service code 15 · EIN 34-1479833 | Recordkeeping | $115,161 |
HIGHLAND CONSULTING ASSOCIATES1+ years Service code 28 · EIN 34-1753575 | Investment Management | $53,400 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO. INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Filed as: CHARLES SCHWAB & CO., INC AND AFFIL Service code 59 | Shareholder Servicing | $0 |
CHARLES SCHWAB & CO., INC.1+ years Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,910 | $55,516+49.3% | $75,781+9.4% | $59,188+40.1% |
| Participation rate | 88.4% | 73.6%+14.8pp | 75.8%+12.6pp | 69.4%+19.0pp |
| Annual return | -2.41% | -1.89%-0.5pp | 9.68%-12.1pp | 5.51%-7.9pp |
| Employer contribution / active EE | $2,848 | $2,604+9.4% | $3,323-14.3% | $2,098+35.7% |
| Participant deferral / active EE | $4,256 | $2,599+63.8% | $3,651+16.6% | $3,265+30.4% |
| Admin fee / account holder | $135 | $110+22.7% | $5,299-97.5% | $92+46.3% |