Retirement plan

HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Name: HAWKSTONE ASSOCIATES, INC. - HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN (2016) Form 5500
Creator: HAWKSTONE ASSOCIATES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN, HAWKSTONE ASSOCIATES, INC.

HAWKSTONE ASSOCIATES, INC.EIN 31-1021886Plan #002PY 2016

9171 DRY FORK ROAD - HARRISON, OH 450301901513-367-9900

Prospect flagsLow participant contribution

How to read this page

Total assets (EOY)

$2.6M

No prior year

Total participants

107

No prior year

Average account balance

$28,971

No prior year

Annual return

5.41%

No prior year

Benchmarks

See 9,335 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants25-99

Cohort9,335 peers

Snapshot2016

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$2.66M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$36K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

23.2%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$168K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$534

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+14.68%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$13719

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 2 by compensation

Provider	Service type	Compensation
HUNTINGTON NATIONAL BANK2+ years Filed as: HUNTINGTON BANK Service code 15 · EIN 31-0966785	Recordkeeping	$10,311
BARNES, IACCARINO & SHEPHERD LLP2+ years Filed as: BARNES DENNIG Service code 10 · EIN 31-1119890	Accounting	$7,500

Plan features & details

Pension benefit codes2E2G2J2K2T3D

Plan features

2E
Profit-sharing
Profit-sharing plan.
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

1 tripped

OpportunityLow participant contribution
Participant contribution per participant is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$18K

$186 / participant

Other / not subdivided$18K100.0%

% of EOY assets

0.683%

all-in expense ratio

Categories reported

0 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: BARNES DENNING
Auditor EIN: 311119890
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$28,971

$69,977-58.6%

$108,582-73.3%

$62,881-53.9%

Participation rate

82.3%

72.9%+9.4pp

79.6%+2.7pp

69.3%+13.0pp

Annual return

5.41%

10.73%-5.3pp

-51.70%+57.1pp

20.14%-14.7pp

Employer contribution / active EE

$2,135-100.0%

$3,758-100.0%

$2,281-100.0%

Participant deferral / active EE

$904

$3,165-71.4%

$4,311-79.0%

$3,203-71.8%

Admin fee / account holder

$198

$5,076-96.1%

$7,645-97.4%

$4,296-95.4%

Provider

Service type

Compensation

HUNTINGTON NATIONAL BANK2+ years

Filed as: HUNTINGTON BANK

Service code 15 · EIN 31-0966785

Recordkeeping

$10,311

BARNES, IACCARINO & SHEPHERD LLP2+ years

Filed as: BARNES DENNIG

Service code 10 · EIN 31-1119890

Accounting

$7,500

HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

HAWKSTONE ASSOCIATES, INC. RETIREMENT SAVINGS PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion