Retirement plan

APEX ALUMINUM DIE CASTING COMPANY, INC. PROFIT SHARING & 401(K) PLAN

Name: APEX ALUMINUM DIE CASTING COMPANY, INC. - APEX ALUMINUM DIE CASTING COMPANY, INC. PROFIT SHARING & 401(K) PLAN (2018) Form 5500
Creator: APEX ALUMINUM DIE CASTING COMPANY, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, APEX ALUMINUM DIE CASTING COMPANY, INC. PROFIT SHARING & 401(K) PLAN, APEX ALUMINUM DIE CASTING COMPANY, INC.

APEX ALUMINUM DIE CASTING COMPANY, INC.EIN 31-0996084Plan #001PY 2018

8877 SHERRY DR - PIQUA, OH 453569111937-439-2900apexdiecasting.comLinkedIn51-200 employeesmining & metals

Prospect flagsFailed to transmit contributions

How to read this page

Total assets (EOY)

$4.3M

+4.3% from 2017

Total participants

-24.2% from 2017

Average account balance

$59,494

+37.6% from 2017

Annual return

8.46%

+0.63 pp from 2017

Benchmarks

See 14,948 peers

Peer group

Industry33 - Manufacturing

Plan typeDefined contribution

Participants25-99

Cohort14,948 peers

Snapshot2018

Free accounts unlock saves, downloads, and 3-year history.

Analytics

Total assets (EOY)

Plan-year ending balance

$5.17M

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

$91K

Not enough data

1 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

1 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

107.5%

Not enough data

1 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

$268K

Not enough data

1 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

$5K

Not enough data

1 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

+7.40%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

$3586

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

Free accounts unlock saves, downloads, and 3-year history.

Service providers

Top 3 by compensation

Provider	Service type	Compensation
MANNING & ASSOCIATES1 year Service code 10 · EIN 31-0984000	Accounting	$10,584
PRINCIPAL LIFE INSURANCE COMPANY3+ years Service code 13 · EIN 42-0127290	Contract Administrator	$1,691
FIELD UNDERWRITERS AGENCY INC3+ years Service code 49 · EIN 31-0797193	Other Services	$0

Plan features & details

Pension benefit codes2E2F2G2J2T3D3H

Plan features

2E
Profit-sharing
Profit-sharing plan.
2F
ERISA section 404(c) plan
This plan or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1 (shifting investment responsibility to participants).
2G
Total participant-directed account plan
Participants have the opportunity to direct the investment of all of the assets allocated to their individual accounts regardless of whether 29 CFR 2550.404c-1 is intended to be met.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2T
Default investment account
Total or partial participant-directed account plan where plan uses a default investment account for participants who fail to direct assets in their account.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.
3H
Controlled group member
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b) (c) or (m)).

Opportunity flags

1 tripped

ComplianceFailed to transmit contributions
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).

Expense breakdown

Schedule H Part II

Admin total

$12K

$205 / participant

Contract admin$2K13.8%
Other / not subdivided$11K86.2%

% of EOY assets

0.287%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Disclaimer opinion

Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.

Auditor firm: JOHN M. KELLER, CPA
Auditor EIN: 310984000
Audit fees: (not subdivided)
Opinion code: Disclaimer

Metric

This plan

Peer set

Industry

Size

Avg account balance

$59,494

$62,583-4.9%

$76,767-22.5%

$64,173-7.3%

Participation rate

100.0%

72.8%+27.2pp

77.0%+23.0pp

69.6%+30.4pp

Annual return

8.46%

-1.95%+10.4pp

2.43%+6.0pp

7.63%+0.8pp

Employer contribution / active EE

$1,918

$1,832+4.7%

$2,485-22.8%

$2,381-19.4%

Participant deferral / active EE

$1,995

$3,145-36.6%

$3,852-48.2%

$3,470-42.5%

Admin fee / account holder

$171

$4,667-96.3%

$6,675-97.4%

$4,887-96.5%

Provider

Service type

Compensation

MANNING & ASSOCIATES1 year

Service code 10 · EIN 31-0984000

Accounting

$10,584

PRINCIPAL LIFE INSURANCE COMPANY3+ years

Service code 13 · EIN 42-0127290

Contract Administrator

$1,691

FIELD UNDERWRITERS AGENCY INC3+ years

Service code 49 · EIN 31-0797193

Other Services

APEX ALUMINUM DIE CASTING COMPANY, INC. PROFIT SHARING & 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

APEX ALUMINUM DIE CASTING COMPANY, INC. PROFIT SHARING & 401(K) PLAN

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion