Retirement plan

C & E SALES, INC. PROFIT SHARING PLAN

Name: C & E SALES, INC. - C & E SALES, INC. PROFIT SHARING PLAN (2017) Form 5500
Creator: C & E SALES, INC.
License: https://www.dol.gov/general/disclaim
Keywords: Form 5500, ERISA, retirement plan, C & E SALES, INC. PROFIT SHARING PLAN, C & E SALES, INC.

C & E SALES, INC.EIN 31-0942711Plan #001PY 2017

677 CONGRESS PARK DRIVE - DAYTON, OH 45459937-434-8830

Prospect flagsLow returnsHigh fees

Top hat statement on fileNQDC

Filed October 4, 2019

Plan administrator

Plan administrator name— Sign in and upgrade to view

677 Congress Park Dr.

Dayton, OH 45459

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Plans declared (1)

C & E Sales, Inc. D/B/A C & E Advanced Technologies Deferred Compensation Agreement1 emp

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How to read this page

Total assets (EOY)

$17.5M

+0.7% from 2016

Total participants

121

-4.7% from 2016

Average account balance

$154,771

+6.9% from 2016

Annual return

10.71%

-0.18 pp from 2016

Benchmarks

See 2,371 peers

Peer group

Industry42 - Wholesale Trade

Plan typeDefined contribution

Participants100-249

Cohort2,371 peers

Snapshot2017

See peer percentile detail. $4.99 for your first month.

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Analytics

Total assets (EOY)

Plan-year ending balance

Not enough data

1 years with asset history on file

Average account balance

Total assets / participants with a balance (line 6g)

Not enough data

0 years with per-participant data

Participants with account balance

Stacked by status: active / separated vested / retired or beneficiary. Total = line 6g.

Not enough data

0 years with headcount on file

Eligible Participants and Participation

Bars: eligible actives (line 6a). Line: derived rate = active employees with a balance / 6a.

Not enough data

0 years with eligibility data

Contributions (total)

Employer and participant dollars contributed each year

Not enough data

0 years with contributions on file

Contributions per participant

Average employer and participant contribution per enrolled participant

Not enough data

0 years with per-participant contribution data

Asset flow

BOY + contributions + return - distributions = EOY

Year

Annual return

Diverging bars; negative years highlighted

-34.85%

Not enough data

1 years with return on file

Admin fee / account holder

Total admin expenses / participants with a balance (line 6g)

Not enough data

1 years with admin cost on file

Asset composition

Cash / stocks / bonds / mutual funds / real estate / loans over time

Not enough data

0 years with F_SCH_H allocation on file

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Service providers

Top 1 by compensation

Provider	Service type	Compensation
MORGAN STANLEY SMITH BARNEY2+ years Service code 19 · EIN 13-2919773 4380 BUCKEYE LANE - SUITE 200 · BEAVERCREEK, OH 45440	Securities Custodian	$160,633

Plan features & details

Pension benefit codes2A2E2J2K3D

Plan features

2A
Age/service weighted or new comparability plan
Age/service weighted plan where allocations are based on age service or age and service; or new comparability or similar plan where allocations are based on participant classifications consisting entirely or predominantly of highly compensated employees or the plan provides an additional allocation rate on compensation above a specified threshold that exceeds the permitted disparity limits of Code section 401(l).
2E
Profit-sharing
Profit-sharing plan.
2J
Code section 401(k) feature
Cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan under which employees may elect to defer part of their compensation or receive these amounts in cash.
2K
Code section 401(m) arrangement
Employee contributions are allocated to separate accounts under the plan or employer contributions are based in whole or in part on employee deferrals or contributions to the plan. Not applicable to 401(k) plans with only QNECs and/or QMACs or to 403(b)(1) 403(b)(7) or 408 arrangements.
3D
Pre-approved pension plan
A master prototype or volume submitter plan that is the subject of a favorable opinion or advisory letter from the IRS.

Opportunity flags

2 tripped

OpportunityHigh fees
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
OpportunityLow returns
Annual investment return is in the bottom quintile of the peer cohort.

Expense breakdown

Schedule H Part II

Admin total

$164K

$1610 / participant

Investment mgmt$161K97.8%
Other / not subdivided$4K2.2%

% of EOY assets

0.939%

all-in expense ratio

Categories reported

1 / 9

subdivided buckets used

Audit opinion

Schedule H Part III

Unqualified opinion

The auditor signed off without reservation. This is the cleanest opinion.

Auditor firm: RSM US LLP
Auditor EIN: 420714325
Audit fees: (not subdivided)
Opinion code: Unqualified

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Metric

This plan

Peer set

Industry

Size

Avg account balance

$154,771

$71,192+117.4%

$117,854+31.3%

$62,292+148.5%

Participation rate

92.2%

74.2%+17.9pp

79.7%+12.5pp

69.5%+22.6pp

Annual return

10.71%

18.66%-7.9pp

335.08%-324.4pp

28.90%-18.2pp

Employer contribution / active EE

$3,333

$1,934+72.4%

$3,786-12.0%

$2,042+63.2%

Participant deferral / active EE

$7,142

$3,189+124.0%

$4,482+59.4%

$3,169+125.4%

Admin fee / account holder

$1,453

$587+147.5%

$8,020-81.9%

$479+203.2%

Provider

Service type

Compensation

MORGAN STANLEY SMITH BARNEY2+ years

Service code 19 · EIN 13-2919773

4380 BUCKEYE LANE - SUITE 200 · BEAVERCREEK, OH 45440

Securities Custodian

$160,633

C & E SALES, INC. PROFIT SHARING PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

C & E SALES, INC. PROFIT SHARING PLAN

Top hat statement on fileNQDC

Plan administrator

Plans declared (1)

Summary metrics

Benchmarksi

Analytics

Service providersi

Plan features & details

Opportunity flagsi

Expense breakdowni

Audit opinioni

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion

Benchmarks

Service providers

Opportunity flags

Expense breakdown

Audit opinion