Filed November 20, 2003
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Investment management; Direct payment... | $184,703 |
MID ATLANTIC CAPITAL CORPORATION1+ years Service code 33 · EIN 25-1409618 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES1+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor declined to give an opinion. This is usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,301 | $37,039-18.2% | $147,614-79.5% | $59,188-48.8% |
| Participation rate | 80.9% | 63.8%+17.1pp | 84.6%-3.7pp | 69.4%+11.5pp |
| Annual return | -0.25% | 7.19%-7.4pp | 61.98%-62.2pp | 5.51%-5.8pp |
| Employer contribution / active EE | $1,846 | $1,353+36.5% | $5,564-66.8% | $2,098-12.0% |
| Participant deferral / active EE | $3,204 | $2,094+53.0% | $4,895-34.6% | $3,265-1.9% |
| Admin fee / account holder | $78 | $60+29.8% | $11,611-99.3% | $92-15.2% |