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| Provider | Service type | Compensation |
|---|---|---|
Filed as: NORTHWESTERN MUTUAL INVESTMENT SER Service code 55 · EIN 52-2114207 | Other Commissions | $16,452 |
Service code 60 · EIN 04-2647786 | Sub-TA Fees | $100 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $34,120 | $58,726-41.9% | $92,240-63.0% | $62,293-45.2% |
| Participation rate | 62.3% | 68.3%-6.1pp | 76.5%-14.2pp | 69.5%-7.2pp |
| Annual return | 15.05% | 43.62%-28.6pp | 176.29%-161.2pp | 28.90%-13.8pp |
| Employer contribution / active EE | $385 | $2,392-83.9% | $3,680-89.6% | $2,042-81.2% |
| Participant deferral / active EE | $2,465 | $2,766-10.9% | $3,897-36.7% | $3,169-22.2% |
| Admin fee / account holder | $1 | $556-99.9% | $5,194-100.0% | $479-99.9% |