Filed September 28, 1
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Service code 15 · EIN 13-3689044 | Recordkeeping | $44,003 |
MORGAN STANLEY SMITH BARNEY6 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 22 · EIN 51-0116113 | Insurance Broker | $36,591 |
FLAGEL HUBER FLAGEL4 years Service code 29 · EIN 31-0796034 | Legal | $15,500 |
Service code 15 · EIN 31-1299207 | Recordkeeping | $6,606 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $73,889 | $79,169-6.7% | $100,415-26.4% | $74,478-0.8% |
| Participation rate | 95.9% | 79.4%+16.5pp | 81.5%+14.4pp | 67.2%+28.7pp |
| Annual return | 12.09% | 20.51%-8.4pp | 49.47%-37.4pp | 1370.56%-1358.5pp |
| Employer contribution / active EE | $2,140 | $3,017-29.1% | $3,943-45.7% | $2,626-18.5% |
| Participant deferral / active EE | $5,734 | $7,751-26.0% | $8,091-29.1% | $4,350+31.8% |
| Admin fee / account holder | $297 | $1,337-77.8% | $7,906-96.2% | $1,946-84.7% |